Crédit Agricole CIB

VP Compliance Testing and Monitoring Officer

NEW YORK, NYPosted 25 days ago

Job summary

  • Job post source

    This job is directly from Crédit Agricole CIB

  • Job overview

    The VP Compliance Testing and Monitoring Officer at Crédit Agricole CIB leads compliance testing and monitoring activities to enhance the bank's compliance program and ensure regulatory adherence.

  • Responsibilities and impact

    The role involves planning and executing compliance testing reviews, documenting findings, identifying issues and root causes, presenting results to management, tracking remediation actions, performing compliance monitoring, and contributing to annual testing and monitoring plans.

  • Experience and skills

    Requires at least 7 years in financial services compliance, 5 years in audit or compliance testing focused on capital markets, strong knowledge of risks, controls, capital markets, and relevant regulatory frameworks, with preferred professional auditing designations like CPA, CIA, or CISA.

  • Company information

    Crédit Agricole CIB is a major financial institution with a focus on investment banking and capital markets, emphasizing compliance and regulatory adherence.

  • Team overview

    The position reports to the Head of Compliance Testing and Monitoring and interacts with compliance management, business lines, support functions, and group stakeholders.

  • Unique job features

    This role offers responsibility for high-level compliance testing and monitoring within a global bank, involving interaction with senior management and regulatory bodies.

Company overview

Crédit Agricole Corporate and Investment Bank (CIB) is a prominent global banking institution specializing in corporate and investment banking services. It operates through various segments, including structured finance, capital markets, and advisory services, catering to large corporations, financial institutions, and government entities. The bank generates revenue through fees, interest income, and trading activities. Founded in 2004 as a subsidiary of Crédit Agricole Group, it has a rich history of mergers and acquisitions, enhancing its global footprint and service offerings. Understanding its commitment to sustainable finance and innovation is crucial for potential candidates.

How to land this job

  • Tailor your resume to emphasize your extensive experience in compliance testing and monitoring within financial services, specifically highlighting your expertise in capital markets and regulatory frameworks such as SEC, FINRA, and CFTC.

  • Focus on showcasing your skills in risk analysis, control assessment, and your ability to document and communicate compliance testing results clearly to senior management and stakeholders.

  • Apply through multiple platforms including Crédit Agricole CIB's official careers page, LinkedIn, and reputable financial industry job boards to maximize your application visibility.

  • Connect with current employees in the Compliance Testing and Monitoring division at Crédit Agricole CIB on LinkedIn; start conversations by referencing recent regulatory changes affecting capital markets or by asking about the team's approach to compliance challenges.

  • Optimize your resume for ATS by integrating keywords from the job description such as 'compliance testing,' 'risk assessment,' 'capital markets,' 'regulatory framework,' 'audit,' and 'project management,' ensuring your resume passes automated screenings.

  • Leverage Jennie Johnson's Power Apply feature to automate tailored applications, identify multiple application channels, and discover LinkedIn contacts in the relevant division, allowing you to focus your energy on strategic networking and interview preparation.

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