Job summary
Job post source
This job is directly from Fidelity Investments
Job overview
The Compliance Director at Fidelity Investments will design a compliance program for Green Pier FinTech LLC, ensuring regulatory requirements are met while supporting new products and services.
Responsibilities and impact
Daily responsibilities include addressing compliance issues, drafting and reviewing procedures, and raising matters to senior management, while fostering a culture of diversity and inclusion.
Compensation and benefits
The salary range for this position is $100,000-$169,000 per year, with additional benefits including comprehensive health care, retirement plans, paid time off, and educational assistance.
Experience and skills
Candidates should have over 8 years of compliance experience in financial services, a 4-year degree, and strong analytical and decision-making skills, with preferred experience in brokerage compliance.
Career development
Fidelity offers numerous opportunities for professional growth, including flexible benefits and learning resources to help employees advance their careers.
Work environment and culture
Fidelity values honesty, integrity, and a culture of inclusion, with a hybrid working model that combines onsite and offsite work.
Company information
Fidelity Investments is a privately held company focused on enhancing clients' financial well-being through investment and technology solutions.
Team overview
The Enterprise Services Compliance team supports innovative projects within Fidelity, collaborating across various teams to enhance operational capabilities.
Job location and travel
The role requires a hybrid working model, with onsite work expected every other week in a Fidelity office.
Application process
Interested candidates should apply through fidelitycareers.com, noting that the application window closes when the position is filled or unposted.
Unique job features
This role offers the opportunity to work in a growing business environment and contribute to innovative technology solutions in compliance.
Company overview
Fidelity Investments is a multinational financial services corporation that provides investment management, retirement planning, portfolio guidance, brokerage, and benefits outsourcing services. Founded in 1946 by Edward C. Johnson II, the company has grown to become one of the largest asset managers in the world, with a diverse range of mutual funds and financial products. Fidelity generates revenue through management fees, brokerage commissions, and advisory services. The firm is known for its innovative technology solutions and commitment to customer service, making it a leader in the financial industry.
How to land this job
Position your resume to showcase your extensive compliance experience within the financial services industry, particularly emphasizing your knowledge of brokerage regulations and compliance governance programs.
Highlight your analytical and decision-making skills, as well as your ability to collaborate across teams, which are essential for the Compliance Director role at Fidelity Investments.
Apply through multiple channels, including Fidelity's corporate site and LinkedIn, to broaden your exposure and increase your chances of landing an interview.
Connect with professionals in the compliance division at Fidelity Investments on LinkedIn to gather insights about the role and the company culture; consider ice breakers like asking about recent regulatory challenges they've faced or expressing interest in their compliance initiatives.
Optimize your resume for ATS systems by including specific keywords from the job description such as 'regulatory issues,' 'compliance programs,' and 'collaboration with Risk, Legal, and Audit teams' to ensure it passes initial screenings.
Utilize Jennie Johnson's Power Apply feature to streamline your application process, allowing you to focus on preparing for interviews and networking effectively while ensuring your applications are well-tailored and submitted through the right channels.
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