Job summary
Job post source
This job is from a recruiting firm hiring for a separate company.
Job overview
The Compliance Officer at Fernridge Group will play a crucial role in ensuring compliance with regulations while fostering a positive culture within the team.
Responsibilities and impact
Daily responsibilities include conducting compliance reviews, preparing regulatory filings, and monitoring employee trading to ensure adherence to compliance policies.
Experience and skills
Candidates should have 3-5 years of compliance experience, ideally in hedge funds or alternative asset management, along with a Bachelor's Degree and strong interpersonal skills.
Work environment and culture
The company promotes a positive culture of compliance, emphasizing mentorship, collaboration, and employee well-being with perks like free meals and unlimited time off.
Company information
Fernridge Group is a growing alternative asset manager with over $12B in assets under management, focused on maintaining a high standard of integrity and compliance.
Team overview
The compliance team consists of the General Counsel/Chief Compliance Officer and two other members, emphasizing mentorship and collaboration.
Job location and travel
New York, NY
Unique job features
The position offers unique opportunities for mentorship and involvement in various compliance areas, along with a strong emphasis on company culture.
Company overview
Fernridge Group is a leading market research and consulting firm specializing in providing data-driven insights and strategic advice to businesses across various industries. They generate revenue through customized research solutions, subscription-based market reports, and consulting services aimed at helping clients make informed decisions. Founded in the early 2000s, Fernridge Group has built a reputation for delivering high-quality, actionable intelligence, leveraging advanced analytics and a team of experienced professionals to support their clients' growth and competitive advantage.
How to land this job
Tailor your resume to highlight your compliance experience, particularly in regulatory filings, compliance manual updates, and AML/KYC programs, as these are key responsibilities for the Compliance Officer role at Fernridge Group.
Emphasize your project management skills and collaborative nature, as the firm seeks energetic professionals who can work well within a team and contribute to their fast-growing credit area.
Apply through multiple channels including Fernridge Group's corporate site and LinkedIn to enhance your visibility and chances of landing an interview for the Compliance Officer position.
Connect with individuals in the compliance division at Fernridge Group on LinkedIn to learn more about the role and the team culture; consider ice breakers like discussing their recent initiatives or expressing your interest in their mentoring programs.
Optimize your resume for ATS systems by incorporating specific keywords from the job description, such as 'regulatory filings', 'AML/KYC', and 'compliance manual', to ensure your application passes initial screenings.
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