Job summary
Job post source
This job is from a recruiting firm hiring for a separate company.
Job overview
The Executive Vice President of Finance and Operations at a proprietary trading firm oversees finance and accounting processes, financial reporting, and regulatory compliance, reporting directly to the CEO.
Responsibilities and impact
The role involves managing day-to-day operations with the CEO, improving processes, preparing financials and maintaining records per GAAP, ensuring regulatory compliance, maintaining external stakeholder relationships, and supervising financial responsibility rules under the Exchange Act.
Experience and skills
Candidates must have a B.S. in Accounting or Finance, Series 27 certification, 10+ years of broker-dealer experience in Operations or Finance, expert knowledge of broker-dealer operations and regulatory reporting, strong analytical skills, and discretion with sensitive information.
Job location and travel
The position is based in New York at a proprietary trading firm.
Application process
Applicants can contact peter.winfield@angovepartners.com for questions.
Company overview
Angove Partners is a recruitment firm specializing in the Insurance and Financial Services industries. The company operates primarily in London and international markets, focusing on placing professionals in roles related to insurance and reinsurance. With a significant presence on LinkedIn, Angove Partners has garnered over 38,000 followers, indicating a strong industry reputation. The firm collaborates with various brokers and firms to fill key positions such as Financial Director and Finance Vice President, showcasing its expertise in high-level recruitment within its niche sectors.
How to land this job
Position your resume to highlight extensive experience in broker-dealer finance and operations, focusing on roles involving self-clearing broker-dealers and regulatory compliance under FINRA and SEC guidelines.
Emphasize your expertise in financial reporting, GAAP compliance, and managing accounting controls, as well as your ability to collaborate with senior leadership and external stakeholders like auditors and regulatory bodies.
Apply through multiple platforms including Angove Partners' corporate website and LinkedIn to increase your chances of visibility and consideration for the Executive Vice President role.
Connect with professionals in Angove Partners’ finance or operations divisions on LinkedIn; use ice breakers such as asking about recent regulatory changes impacting their processes or expressing interest in their approach to broker-dealer financial management.
Optimize your resume for ATS by including keywords like 'Series 27,' 'broker-dealer operations,' 'financial reporting,' 'GAAP,' 'SEC compliance,' and 'FINOP' to ensure it passes automated screenings.
Use Jennie Johnson's Power Apply feature to automate tailored applications, identify the best job boards, and discover LinkedIn contacts, allowing you to focus your energy on strategic networking and interview preparation.
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