Job summary
Job post source
This job is directly from BBVA
Job overview
The Compliance Senior Manager I role at BBVA involves leading trade surveillance efforts to ensure compliance and integrity in trading activities across equity and fixed income products in the U.S. market.
Responsibilities and impact
The role requires conducting daily trade surveillance reviews, analyzing and escalating suspicious trading patterns, collaborating with global teams, supporting investigations, participating in governance forums, and enhancing surveillance systems.
Experience and skills
Candidates need 10+ years in financial services with 5+ years in trade surveillance or compliance, knowledge of capital markets and financial instruments, experience with Swap Dealer activities, familiarity with SEC, FINRA, CFTC, NFA regulations, proficiency in trade surveillance tools, and strong analytical and communication skills; Spanish and relevant licenses are a plus.
Company information
BBVA is a leading global financial institution focused on compliance and surveillance in trading activities.
Company overview
BBVA (Banco Bilbao Vizcaya Argentaria) is a global financial services group founded in 1857 and headquartered in Madrid and Bilbao, Spain. The company offers a wide range of banking services including retail, corporate, and investment banking, as well as asset management and insurance. BBVA generates revenue primarily through interest income from loans, fees from financial services, and investment income. Notably, BBVA has been a pioneer in digital banking, emphasizing innovation and technology to enhance customer experience and operational efficiency.
How to land this job
Tailor your resume to highlight your extensive experience in trade surveillance, compliance, and financial markets, emphasizing your expertise with listed and OTC equity and fixed income products as specified by BBVA.
Focus on showcasing your knowledge of regulatory frameworks such as SEC, FINRA, CFTC, and NFA, along with your ability to analyze and escalate trading alerts and patterns effectively.
Apply through multiple platforms including BBVA's official corporate careers page and LinkedIn to maximize your application visibility and reach.
Connect with current employees in BBVA's compliance or trade surveillance teams on LinkedIn; start conversations by referencing recent regulatory changes or BBVA's global trade surveillance initiatives to break the ice.
Optimize your resume for ATS by incorporating keywords from the job description such as 'trade surveillance,' 'market abuse,' 'regulatory compliance,' 'equity and fixed income products,' and specific regulations like 'SEC' and 'CFTC' to pass automated screenings.
Use Jennie Johnson's Power Apply feature to automate tailored applications, identify multiple application portals, and discover relevant LinkedIn contacts, allowing you to focus your energy on preparing for interviews and networking.
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