Job summary
Job post source
This job is directly from Interactive Brokers
Job overview
The Trade Surveillance Analyst at Interactive Brokers is an entry-level role focused on ensuring compliance with financial regulations and supporting the firm's surveillance of trading activities to mitigate risks.
Responsibilities and impact
The analyst will review account activities for compliance, analyze data trends, prepare regulatory filings, identify process improvements, and monitor trading data for suspicious patterns.
Compensation and benefits
The position offers a competitive salary, annual performance bonuses, stock grants, 401(k) with company match, comprehensive health benefits including medical, dental, vision, paid time off, parental leave, daily lunch allowance, wellness programs, corporate events, education reimbursement, and modern office setups.
Experience and skills
Candidates should have 1-3 years of regulatory compliance experience or relevant financial services background, strong knowledge of equity or derivative markets, proficiency with technology, excellent communication, organizational skills, and certifications like ACAMS or Series 7 are a plus.
Career development
The role offers excellent growth potential for motivated performers with opportunities for learning and advancement within the company.
Work environment and culture
Interactive Brokers promotes a collaborative, detail-oriented work environment with a hybrid office model and values innovation, communication, and employee wellness.
Company information
Interactive Brokers is a global financial services firm known for its advanced technology and client commitment, serving clients worldwide with electronic brokerage services and recognized as a leading online broker.
Team overview
The analyst will report to a Compliance Manager within a small team focused on regulatory compliance and trade surveillance.
Job location and travel
The position is based in Chicago, Illinois, with a hybrid work schedule of three days in-office and two days remote.
Unique job features
The role involves working with cutting-edge technology in a leading global brokerage firm, offering unique exposure to regulatory compliance in financial markets and opportunities to impact firm-wide compliance processes.
Company overview
Interactive Brokers is a global brokerage firm that provides electronic trading platforms for trading financial assets including stocks, options, futures, forex, bonds, and funds. They make money through commissions on trades, interest on margin loans, and fees for market data and other services. Founded in 1978 by Thomas Peterffy, the company has a history of innovation in trading technology, being one of the first to introduce computerized trading systems. They are known for their advanced trading tools, low costs, and extensive market access.
How to land this job
Tailor your resume to highlight experience or education related to regulatory compliance, financial markets, or data analytics, emphasizing skills in reviewing trading activities and detecting suspicious patterns as outlined in the job description.
Focus on demonstrating strong analytical abilities, attention to detail, and familiarity with financial products such as equities and derivatives, as well as any relevant certifications like ACAMS or Series 7 to align with Interactive Brokers' preferences.
Apply through multiple channels including the Interactive Brokers corporate careers page, LinkedIn, and other job boards where the position is posted to maximize your application visibility.
Connect with current Trade Surveillance Analysts or Compliance team members at Interactive Brokers on LinkedIn; use ice breakers such as commenting on recent regulatory trends, asking about team culture, or inquiring about key challenges in the role to start meaningful conversations.
Optimize your resume for ATS by incorporating keywords from the job description such as 'trade surveillance,' 'regulatory compliance,' 'anti-money laundering,' 'data analysis,' and specific certifications to ensure it passes automated screenings.
Use Jennie Johnson's Power Apply feature to automate and tailor your applications, identify the best platforms to apply through, and find relevant LinkedIn contacts to network with, allowing you to focus more on preparing for interviews and skill development.
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