Job summary
Job post source
This job is directly from Schonfeld
Job overview
The Global Markets Compliance Officer & Head of Control Room at Schonfeld leads compliance for capital markets business lines, focusing on equity and credit markets, ensuring regulatory adherence and supporting trading policy.
Responsibilities and impact
The role involves managing control room operations, overseeing wall-crosses and MNPI, providing compliance advice and training, handling regulatory queries, supporting examinations, and leading regulatory change initiatives.
Compensation and benefits
The base pay ranges from $200,000 to $230,000, with eligibility for performance bonuses and a competitive benefits package.
Experience and skills
Candidates need 5-7 years of relevant experience, preferably in a multi-manager firm, with knowledge of equity and credit market regulations, deal structures, and control room management; a Bachelor's degree is required, JD preferred.
Career development
Schonfeld offers learning and educational opportunities, fostering professional growth through a collaborative and impact-driven culture.
Work environment and culture
Schonfeld values teamwork, collaboration, diversity, equity, and inclusion, promoting a supportive and idea-sharing environment.
Company information
Schonfeld is a global multi-strategy investment platform specializing in quantitative trading, fundamental equity, tactical trading, and discretionary macro & fixed income, operating in 7 countries with 19 offices.
Job location and travel
The position is based in the New York office.
Unique job features
The role uniquely combines compliance expertise with control room leadership, involving direct interaction with regulatory bodies and support for multiple investment teams.
Company overview
Schonfeld is a global investment management firm specializing in a multi-manager platform that allocates capital across various strategies, including quantitative, fundamental equity, and tactical trading. They generate revenue through performance fees and management fees from their diverse portfolio of investment strategies. Founded in 1988 by Steven Schonfeld, the firm has a significant history of innovation in trading and investment, leveraging cutting-edge technology and data analytics to drive performance.
How to land this job
Position your resume to highlight your expertise in global markets compliance, particularly emphasizing your knowledge of capital markets, equity and credit markets, and regulatory frameworks surrounding IPOs, secondary offerings, PIPEs, and other deal structures relevant to Schonfeld's business lines.
Emphasize your experience managing control room operations, including wall-crosses, MNPI handling, information barriers, and your ability to lead and develop compliance initiatives globally, showcasing leadership and coaching skills within compliance teams.
Apply through multiple channels such as Schonfeld's corporate careers page and LinkedIn to maximize your chances, ensuring your application is visible through key platforms that Schonfeld monitors.
Connect on LinkedIn with professionals in Schonfeld's Global Markets or Compliance divisions, initiating conversations by referencing recent regulatory changes, Schonfeld’s strategic approach to compliance, or asking for insights about the control room’s role to break the ice.
Optimize your resume for ATS by incorporating keywords from the job description such as 'global markets compliance,' 'control room,' 'MNPI,' 'capital markets,' 'equity and credit markets,' 'regulatory change,' and 'compliance advisory' to ensure it passes automated screenings effectively.
Leverage Jennie Johnson's Power Apply feature to automate tailored application submissions across multiple platforms, identify relevant LinkedIn contacts for networking, and optimize your resume for ATS systems, allowing you to focus more on preparing for interviews and strategic networking.
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