Job summary
Job post source
This job is directly from Marex
Job overview
The Compliance Officer - Surveillance at Marex is responsible for monitoring trade activity and communications across multiple asset classes to ensure regulatory compliance and protect the firm's reputation.
Responsibilities and impact
The role involves reviewing trade and communication alerts, conducting surveillance using technical tools, escalating true positives, producing metrics, improving surveillance functions, testing trade data, collaborating with compliance teams, and ensuring adherence to regulatory requirements.
Compensation and benefits
The position offers a base salary range of $80,000 to $125,000 per year with eligibility for a discretionary bonus, along with Marex's 2025 benefits package.
Experience and skills
Essential qualifications include experience in financial markets surveillance, knowledge of regulatory compliance, strong data analysis, communication skills, and proficiency in Microsoft Office; a bachelor's degree in a related field is preferred.
Career development
Marex emphasizes developing its people by providing career growth opportunities in a supportive, collaborative, and adaptable environment that values talent and ambition.
Work environment and culture
Marex fosters a culture of respect, integrity, collaboration, adaptability, and employee development within a non-bureaucratic, well-controlled environment promoting initiative and satisfaction.
Company information
Marex is a global financial services platform specializing in market making, clearing, hedging, and execution services across commodities and financial markets with over 2,300 employees worldwide.
Team overview
The candidate will join the US Surveillance team in New York, working closely with compliance and business colleagues to ensure effective surveillance and regulatory adherence.
Job location and travel
The role is based in New York with no specific mention of travel or remote work options.
Unique job features
The job offers unique exposure to a wide range of asset classes and compliance activities at a market-leading firm with advanced surveillance technology and a strong regulatory focus.
Company overview
Marex is a leading global commodities broker providing services in metals, energy, and agricultural markets. The company generates revenue through brokerage fees, trading, and risk management services. Founded in 2005, Marex has grown through strategic acquisitions and expanding its service offerings. It is known for its robust technology platform and deep market expertise, making it a trusted partner for clients worldwide.
How to land this job
Tailor your resume to highlight your experience in trade surveillance across multiple asset classes such as equities, fixed income, commodities, and derivatives, emphasizing your ability to review alerts and distinguish true positives from false positives using surveillance tools.
Emphasize your knowledge of regulatory frameworks including SEC, FINRA, NFA, and CFTC, along with your experience working in regulated environments and conducting compliance audits or investigations.
Apply to the Compliance Officer - Surveillance role through multiple platforms including Marex's official corporate careers page and LinkedIn to maximize your application visibility and chances.
Connect with current Marex compliance or surveillance team members on LinkedIn, using ice breakers like commenting on recent regulatory changes impacting commodity markets or asking about how Marex’s surveillance technology enhances compliance effectiveness.
Optimize your resume for ATS by incorporating keywords from the job description such as 'trade surveillance,' 'compliance,' 'regulatory requirements,' 'alert review,' 'risk management,' and 'financial markets' to ensure it passes automated screenings.
Utilize Jennie Johnson’s Power Apply feature to automate tailored resume submissions, identify multiple application channels, and find relevant Marex contacts on LinkedIn, allowing you to focus your time on preparing for interviews and networking effectively.
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