Job summary
Job post source
This job is directly from LPL Financial
Job overview
The AVP, Operational Due Diligence, Alternative Investments at LPL Financial leads operational due diligence efforts on alternative investments, impacting the Wealth Management group's platform quality.
Responsibilities and impact
The role involves conducting operational due diligence assessments, identifying and mitigating risks, preparing reports, monitoring sponsors, collaborating internally, and staying updated on industry trends.
Compensation and benefits
The salary ranges from $117,975 to $196,625 annually, with benefits including 401K matching, health insurance, employee stock options, paid time off, and volunteer time off.
Experience and skills
Requires a bachelor's degree with 5-7 years in financial services, minimum 3 years in operational due diligence for alternative investments, strong analytical, communication, and organizational skills; MBA, CFA, or CAIA preferred.
Career development
LPL Financial offers limitless career potential with opportunities for growth in a supportive, innovative environment.
Work environment and culture
The company values collaboration, integrity, creativity, continuous improvement, and a culture of shared success and joy.
Company information
LPL Financial is a leading independent broker-dealer serving over 23,000 financial advisors and institutions, committed to advisor independence and personalized client guidance.
Team overview
The AVP reports to the VP of Alternative Investments and works closely with multiple internal groups and external product sponsors.
Application process
Applicants must apply by creating an account on LPL's platform; interviews are conducted directly by LPL via official email, with no online payment requests.
Unique job features
The position offers a chance to work on a world-class alternative investments platform within a collaborative and innovative financial services firm.
Company overview
LPL Financial is a leading retail investment advisory firm and independent broker-dealer in the United States. They provide a platform of services, including technology, research, clearing, and compliance, to financial advisors and institutions. The company generates revenue through advisory fees, commissions, and asset-based fees. Founded in 1989 through the merger of Linsco and Private Ledger, LPL Financial has grown significantly, emphasizing independence and support for financial advisors. Understanding their commitment to empowering advisors and their robust service offerings is crucial for prospective candidates.
How to land this job
Position your resume to highlight your experience in operational due diligence specifically for alternative investments, emphasizing your analytical, organizational, and problem-solving skills as outlined in the job description.
Focus on showcasing your ability to manage multiple projects, prepare detailed due diligence reports, and build strong relationships with internal and external stakeholders, reflecting the collaborative nature of the role at LPL Financial.
Apply through multiple channels including LPL Financial's corporate careers site, LinkedIn, and reputable job boards to maximize your application visibility for the AVP, Operational Due Diligence role.
Connect with professionals in LPL Financial’s Wealth Management or Alternative Investments division on LinkedIn; use ice breakers such as commenting on recent industry trends, asking about their experience with operational due diligence, or expressing genuine interest in LPL’s innovative approach to alternative investments.
Optimize your resume for ATS by incorporating keywords from the job description such as 'operational due diligence,' 'alternative investments,' 'risk management,' 'stakeholder collaboration,' and 'analytical skills' to ensure it passes initial screenings.
Consider using Jennie Johnson's Power Apply feature to automate tailored resume submissions across multiple platforms and identify relevant LinkedIn contacts, freeing you to focus on networking and interview preparation.
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