Lead

Senior Compliance Analyst

Posted 30+ days ago

Job summary

  • Job post source

    This job is directly from Lead

  • Job overview

    The Senior Compliance Analyst at Lead will assist in delivering the Compliance Management System, focusing on monitoring and reviewing the bank's lending, deposit, and operational activities.

  • Responsibilities and impact

    Daily responsibilities include ensuring regulatory compliance, conducting reviews of policies and procedures, monitoring compliance controls, performing testing, and assisting with regulatory exams and audits.

  • Compensation and benefits

    The position offers competitive compensation with equity grants and cash bonuses, along with medical, dental, vision, life insurance, 401k matching, paid parental leave, and a flexible vacation policy.

  • Experience and skills

    Candidates should have 3-5 years of banking compliance experience and knowledge of relevant federal and state regulations, along with exceptional communication skills and the ability to work autonomously.

  • Career development

    The role provides ample opportunities for career growth within a dynamic industry, fostering an inspiring work environment.

  • Work environment and culture

    Lead promotes an inclusive culture and values collaboration, transparency, and operational rigor in a fluid work environment.

  • Company information

    Lead is a fintech company operating an FDIC-insured bank, focused on building banking infrastructure for embedded financial products and services, with a strong emphasis on regulatory compliance and technological expertise.

  • Team overview

    The candidate will work closely with the Compliance Lead, Director of Compliance, and various business units and fintech partners, fostering effective working relationships.

  • Job location and travel

    The position is based in Kansas City, Missouri, with additional offices in San Francisco, Sunnyvale, and New York City.

  • Unique job features

    The role is distinguished by its focus on compliance within a fintech context, offering unique opportunities to collaborate with various stakeholders and participate in innovative projects.

Company overview

LEAD is a program initiated by Norwich Public Utilities aimed at addressing the issue of lead contamination in water service lines. The initiative involves identifying and replacing lead pipes in the Norwich, Connecticut area to ensure safe drinking water for residents. The program offers free in-home evaluations to detect lead service lines and provides resources for their replacement. This effort is part of a broader public health initiative to mitigate the risks associated with lead exposure, which can cause severe health issues.

How to land this job

  • Position your resume to highlight your banking compliance experience, particularly your knowledge of federal and state regulations such as Reg E, TILA, ECOA, and FCRA, as these are critical for the Senior Compliance Analyst role at Lead.

  • Emphasize your exceptional communication skills and your ability to work autonomously, as well as your collaborative spirit, to align with Lead's values and work environment.

  • Apply through multiple platforms, including Lead's corporate site and LinkedIn, to maximize your chances of being noticed for the position.

  • Connect with professionals in the compliance division at Lead on LinkedIn to discuss the role and gain insights; you might mention your interest in their innovative approach to compliance or ask about their experience working in the fintech sector.

  • Optimize your resume for ATS by incorporating keywords from the job description, such as 'compliance management system,' 'regulatory compliance,' and 'risk assessments,' to ensure your application passes initial screenings.

  • Utilizing Jennie Johnson's Power Apply feature can streamline your application process, allowing you to focus on networking and preparing for interviews, while ensuring your application is tailored and effectively submitted.

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