Global Atlantic

Investment Management Compliance Officer

NEW YORK, NYPosted 30+ days ago

Job summary

  • Job post source

    This job is directly from Global Atlantic

  • Job overview

    The Investment Management Compliance Officer at Global Atlantic supports compliance programs across KKR Insurance, Private Markets, and Public Markets, ensuring regulatory adherence and risk management in investment activities.

  • Responsibilities and impact

    The role involves providing real-time compliance advice, governance and oversight of KKR Insurance, monitoring regulatory changes, advising on conflicts of interest, drafting policies, conducting compliance training, and coordinating with legal, audit, and operational teams to maintain regulatory compliance.

  • Compensation and benefits

    The base salary range is $150,000 to $200,000 USD, with additional compensation including annual cash bonuses, long-term incentives, generous benefits such as immediate 401(k) vesting and company match, and sales incentives; actual pay varies by location, experience, and qualifications.

  • Experience and skills

    Candidates need 10 years of investment management compliance experience, advanced knowledge of trading operations and credit, a bachelor's degree in Law, Business or related field, preferably with an advanced degree, and strong understanding of insurance regulatory environments and complex investments.

  • Work environment and culture

    Global Atlantic emphasizes integrity, teamwork, and long-term client relationships with a collaborative and collegial environment, operating primarily from their New York office with hybrid work options in other locations.

  • Company information

    Global Atlantic Financial Group is a leading insurance company specializing in retirement and life insurance, leveraging KKR's investment capabilities as a wholly-owned subsidiary to deliver tailored financial solutions.

  • Team overview

    The candidate will join KKR’s Compliance team, which develops and enforces compliance policies, monitors regulatory changes, and supports investment due diligence across KKR Insurance, Private Markets, and Public Markets.

  • Job location and travel

    The position is based in New York at 30 Hudson Yards with an expectation of 4-5 days in office per week, and 3-4 days in other offices; some remote work options may be available.

  • Application process

    Applicants should follow instructions provided by Global Atlantic, with questions directed to benefits@gafg.com; specific application steps and deadlines are not detailed.

  • Unique job features

    This role uniquely integrates compliance oversight across multiple investment sectors within KKR's insurance and asset management businesses, offering exposure to complex regulatory environments and collaboration with senior stakeholders.

Company overview

Global Atlantic is a leading U.S.-based retirement and life insurance company specializing in annuities and life insurance products for individuals and institutions. The company generates revenue primarily through premiums, investment income, and asset management fees, focusing on helping clients build financial security and manage risk. Originally part of Goldman Sachs, Global Atlantic became independent in 2013 and was later acquired by KKR in 2021, which has strengthened its capital base and market reach. The firm is known for its strong financial ratings, innovative product offerings, and a commitment to customer-centric solutions. Candidates should be aware of its dynamic growth, strategic partnerships, and emphasis on long-term financial stability.

How to land this job

  • Tailor your resume to emphasize your extensive experience in investment management compliance, particularly highlighting knowledge of insurance regulatory environments and investment operations in private and public markets.

  • Highlight your ability to provide real-time regulatory advice, develop compliance policies, and manage conflicts of interest, as these are key responsibilities in the role at Global Atlantic.

  • Apply through multiple channels including Global Atlantic’s corporate careers page, LinkedIn, and other job boards where the position is listed to maximize your application’s visibility.

  • Connect with compliance professionals and team members within Global Atlantic’s KKR Insurance, Private Markets, and Public Markets divisions on LinkedIn. Use ice breakers like commenting on recent regulatory changes impacting insurance compliance or asking about their experience working with KKR’s compliance programs.

  • Optimize your resume for ATS by incorporating keywords from the job description such as 'investment management compliance,' 'regulatory advice,' 'conflicts of interest,' 'insurance regulatory environment,' and 'compliance policies.' Ensure clear formatting and avoid graphics or unusual fonts.

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