Job summary
Job post source
This job is directly from Lead
Job overview
The Principal Compliance Analyst at Lead ensures compliance of the company's Banking as a Service (BaaS) offerings with regulatory requirements and internal policies, playing a senior role in guiding compliance strategy and risk mitigation.
Responsibilities and impact
The role involves leading compliance frameworks for BaaS operations, collaborating with cross-functional teams and fintech partners, staying updated on regulations, managing regulatory filings, creating compliance policies, training teams, and preparing compliance reports for senior management.
Compensation and benefits
The position offers competitive compensation ranging from $110,000 to $150,000 annually based on experience and location, along with medical, dental, vision, life insurance, 401k matching, wellness benefits, paid parental leave, flexible vacation policies, and an inclusive work environment.
Experience and skills
Candidates should have 8+ years in compliance or risk management in BaaS, fintech, or banking, knowledge of federal and state regulations such as Reg E, UDAAP, TILA, and strong analytical, communication, leadership, and multitasking skills.
Career development
The company provides ample opportunities for career growth within a dynamic industry and a challenging team environment.
Work environment and culture
Lead fosters an inclusive, transparent, and inspiring work environment that supports work-life balance, autonomy, collaboration, and equal employment opportunity.
Company information
Lead is a fintech company operating an FDIC-insured bank with headquarters in Kansas City and offices in San Francisco, Sunnyvale, and New York City, specializing in banking infrastructure for embedded financial products.
Team overview
The candidate will work closely with the Director of Compliance, Compliance Lead, business lines, and fintech partners in a collaborative and cross-functional team setting.
Job location and travel
The company is headquartered in Kansas City, Missouri, with additional offices in San Francisco, Sunnyvale, and New York City; specific location details are not provided.
Unique job features
The role uniquely combines regulatory expertise with fintech innovation, offering strategic leadership in compliance for BaaS platforms within a rapidly evolving financial technology landscape.
Company overview
LEAD is a program initiated by Norwich Public Utilities aimed at addressing the issue of lead contamination in water service lines. The initiative involves identifying and replacing lead pipes in the Norwich, Connecticut area to ensure safe drinking water for residents. The program offers free in-home evaluations to detect lead service lines and provides resources for their replacement. This effort is part of a broader public health initiative to mitigate the risks associated with lead exposure, which can cause severe health issues.
How to land this job
Position your resume to highlight your extensive experience in compliance and risk management within BaaS, fintech, or banking, emphasizing your knowledge of federal and state regulations such as Reg E, UDAAP, TILA, and ECOA.
Focus on showcasing your leadership skills, ability to manage multiple projects, and experience collaborating cross-functionally with legal, product, and technology teams to embed compliance in product development.
Apply through multiple channels including Lead's corporate careers page, LinkedIn, and fintech job boards to maximize your visibility and chances of getting noticed for the Principal Compliance Analyst role.
Connect with current employees in Lead's compliance or fintech divisions on LinkedIn; start conversations by referencing recent regulatory challenges in fintech or asking about Lead's approach to BaaS compliance to break the ice.
Optimize your resume for ATS by incorporating keywords directly from the job description such as 'BaaS compliance,' 'regulatory filings,' 'risk assessments,' and specific regulations like 'Reg E' and 'UDAAP' to ensure your resume passes initial automated screenings.
Utilize Jennie Johnson's Power Apply feature to automate tailored applications, identify multiple application portals, and discover LinkedIn connections at Lead, allowing you to focus your time on preparing for interviews and networking effectively.
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