Job summary
Job post source
This job is directly from TD
Job overview
The Director, US Markets Compliance Advisory at TD Securities will manage the compliance program for corporate investment banking functions, focusing on regulatory risk management and compliance advisory.
Responsibilities and impact
The Director will oversee the Investment Banking Compliance team, develop compliance programs, provide strategic advice on regulatory requirements, monitor regulatory developments, and lead special projects.
Compensation and benefits
The salary range for this position is $225,000 - $250,000 USD, with opportunities for growth in compensation based on skills and experience, along with a comprehensive benefits package.
Experience and skills
Candidates should have a bachelor's degree and 7-10 years of compliance experience, preferably in investment banking, with strong knowledge of securities laws and excellent communication skills.
Career development
TD offers career development opportunities through training programs, mentoring, and regular performance conversations to help colleagues succeed in their career paths.
Work environment and culture
TD emphasizes a growth-oriented, people-focused, and community-minded culture, fostering a collaborative work environment.
Company information
TD Securities provides a wide range of capital markets products and services globally, focusing on innovation and execution, and has recently expanded through the acquisition of Cowen Inc.
Team overview
The Director will lead a team of compliance specialists and work closely with senior management and various business units.
Job location and travel
This position is based in New York City, with occasional domestic travel requirements.
Application process
Candidates will be contacted for interviews, and accommodations are available for applicants with disabilities during the application process.
Unique job features
This role offers the opportunity to lead high-impact projects and initiatives within a significant area of compliance that has enterprise-wide implications.
Company overview
TD, or Toronto-Dominion Bank, is one of Canada's largest financial institutions, providing a wide range of banking services including personal and commercial banking, wealth management, and insurance. They generate revenue through interest on loans, service fees, and investment products. Founded in 1955 through the merger of the Bank of Toronto and The Dominion Bank, TD has grown significantly, expanding its presence into the United States and other international markets. Notably, TD is known for its strong emphasis on customer service and innovative digital banking solutions.
How to land this job
Position your resume to showcase your compliance experience in investment banking, emphasizing your advisory roles and strategic vision in managing compliance programs.
Highlight your ability to develop and implement robust compliance policies and procedures, as well as your experience in guiding teams through regulatory requirements.
Apply for the Director, US Markets Compliance Advisory position through TD's corporate site and LinkedIn to maximize your exposure and opportunities.
Reach out to professionals in the compliance division at TD on LinkedIn to inquire about the role, using ice breakers like discussing recent regulatory developments or expressing interest in their compliance initiatives.
Ensure your resume is optimized for ATS by incorporating key terms from the job description, such as 'Investment Banking Compliance', 'regulatory risk', and 'strategic advice'.
Consider utilizing Jennie Johnson's Power Apply feature to streamline your application process, allowing you to focus on preparing for interviews and networking rather than administrative tasks.
Jennie Johnson works for you!
Here’s what we do to make sure you’re successful:
Targeted Resume Revamp:
We expertly craft your resume to navigate Applicant Tracking Systems (ATS) and showcase your qualifications, making you stand out as a top-tier candidate.
Job Description Dissection:
Unpack the job posting with expert analysis, ensuring your application hits every key requirement.
Bespoke Cover Letter:
Capture the attention of hiring managers with a personalized cover letter that highlights how your skills align perfectly with the job's needs.
Interview Mastery:
Prepare for interviews like a pro with likely questions, strategic answers, and insightful questions for you to ask, setting you apart as an informed candidate.
Direct Application Insights:
Receive tailored advice on the best places to apply, ensuring your applications are seen by the right employers.
Skills and Gaps Assessment:
Identify and close critical skills gaps to position yourself as the best-fit candidate for your ideal job.
Personalized Email Pitch:
Make a memorable first impression with an email template crafted to engage potential employers and initiate meaningful conversations.
In-depth Research Guide:
Leverage comprehensive research tools to gather effective insights on companies, industry trends, and role-specific challenges.
Detailed Company Analysis:
Gain in-depth understanding of your prospective employer, giving you the edge in applications and interviews.
Strategic Candidate Overview:
Understand your unique value and why companies would want to interview you, highlighting your background and positioning.