Job summary
Job post source
This job is directly from Ameriprise Financial Services, LLC
Job overview
The Senior Compliance Analyst will conduct compliance monitoring reviews and oversee internal operations and outsourced providers, impacting the regulatory compliance of global investment management businesses.
Responsibilities and impact
Daily responsibilities include conducting compliance testing, performing service provider monitoring, providing compliance advisory support, and creating management reports, contributing to the overall compliance assurance program.
Experience and skills
Candidates should have a Bachelor's degree, 3-5 years of relevant experience, and 2+ years in the Asset Management industry, with strong communication and problem-solving skills being essential.
Work environment and culture
Ameriprise Financial fosters meaningful careers and emphasizes a strong commitment to client service and community impact.
Company information
Ameriprise Financial is a diversified financial services leader managing over $1 trillion in assets, serving more than 2 million clients globally through various financial services.
Company overview
Ameriprise Financial Services, LLC is a diversified financial services company providing financial planning, asset management, and insurance services. They generate revenue through advisory fees, asset management fees, and insurance premiums. Founded in 1894 as Investors Syndicate, the company has a long history of helping clients achieve their financial goals. Ameriprise is known for its strong network of financial advisors and commitment to personalized financial planning.
How to land this job
Tailor your resume to emphasize your experience in compliance monitoring, particularly in the asset management industry, as this is crucial for the Senior Compliance Analyst role at Ameriprise Financial Services, LLC.
Highlight your ability to conduct compliance testing and oversight, as well as your experience with regulatory topics and internal operations, to align with the job responsibilities outlined in the description.
Apply through multiple platforms, including Ameriprise's corporate website and LinkedIn, to broaden your chances of getting noticed for this position.
Connect with professionals in the compliance division at Ameriprise on LinkedIn to gain insights about the role and the company culture; you might say something like, 'I noticed your expertise in compliance at Ameriprise and would love to hear more about your experience.'
Ensure your resume is optimized for ATS by incorporating keywords from the job description such as 'compliance monitoring,' 'regulatory topics,' and 'asset management' to increase your chances of passing initial screenings.
Consider utilizing Jennie Johnson's Power Apply feature, which can streamline your application process by customizing your resume, identifying the best application channels, and connecting you with relevant professionals on LinkedIn.
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