Job summary
Job post source
This job is directly from SMBC Group
Job overview
The Compliance Risk Assessment role at SMBC Group involves leading compliance risk assessments for U.S. and Americas entities to identify and prioritize compliance risks and controls, impacting the company's risk management and compliance efforts.
Responsibilities and impact
The role includes managing the CRA program, conducting compliance risk assessments, leading workshops with subject matter experts, tracking project statuses, developing reporting tools, presenting results to management, and supporting integration with Compliance Department activities.
Compensation and benefits
The salary range is $163,000 to $250,000, based on qualifications and market analysis, with eligibility for an annual discretionary incentive award and a competitive benefits portfolio.
Experience and skills
Candidates need at least 15 years of regulatory, compliance, project management, or risk management experience, strong knowledge of U.S. banking or securities regulations, project management skills, and strong communication and analytical abilities; a JD or MBA is a plus.
Work environment and culture
SMBC Group offers a hybrid work model with options for remote and office work, requiring employees to live within commuting distance; the culture supports collaboration and reasonable accommodations for disabilities.
Company information
SMBC Group is a global financial group headquartered in Tokyo with a 400-year history, offering diverse financial services across nearly 40 countries and employing 80,000 people worldwide.
Team overview
The candidate will work with the CRA team and manage subject matter experts across U.S. and non-U.S. entities, collaborating closely with 1LOD and 2LOD compliance and risk experts.
Job location and travel
The role is based in the Americas with hybrid work options, requiring proximity to an SMBC office; specific location details are provided during the interview process.
Unique job features
The position involves working with a newly implemented CRA technology solution, leading compliance risk workshops, and developing risk dashboards to monitor regulatory compliance risk profiles.
Company overview
SMBC Group, or Sumitomo Mitsui Banking Corporation Group, is a leading global financial services conglomerate headquartered in Tokyo, Japan. It provides a wide range of services including commercial banking, leasing, securities, and consumer finance. The company generates revenue through interest income, fees, and commissions from its diverse financial products and services. Established in 2001 through the merger of Sumitomo Bank and Sakura Bank, SMBC Group has a rich history of strategic expansions and partnerships, making it a significant player in the global financial market.
How to land this job
Position your resume to highlight your extensive experience in compliance risk assessment, regulatory knowledge of U.S. banking or securities laws, and project management skills essential for managing complex compliance programs at SMBC Group.
Emphasize your ability to lead workshops and collaborate with both 1LOD and 2LOD teams, your expertise in managing cross-border compliance risks across Americas, and your proficiency with compliance risk assessment tools and reporting methodologies.
Apply through multiple platforms including SMBC Group’s official corporate careers page, LinkedIn, and other job boards where SMBC Group posts openings to maximize your application visibility.
Connect with compliance and risk management professionals within the Americas Division of SMBC Group on LinkedIn; start conversations by referencing recent regulatory developments impacting banking or securities compliance, or by asking about their experience with the CRA program implementation.
Optimize your resume for ATS by incorporating keywords from the job description such as 'compliance risk assessment,' 'project management,' 'U.S. banking regulations,' 'CRA framework,' 'risk dashboards,' and 'stakeholder communication' to ensure your resume passes automated screenings.
Leverage Jennie Johnson’s Power Apply feature to automate tailored applications across multiple platforms, identify and connect with relevant SMBC Group contacts on LinkedIn, and optimize your resume for ATS, allowing you to focus your energy on preparing for interviews and networking.
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