Job summary
Job post source
This job is from a recruiting firm hiring for a separate company.
Job overview
The Deputy Head of Legal and Compliance role involves leading the compliance program and handling legal transactional and contract work for a Boston-based investment adviser.
Responsibilities and impact
The job includes overseeing the compliance program, managing ethics and compliance manuals, leading SEC examinations, conducting risk assessments and audits, drafting and negotiating contracts, performing legal due diligence on investments, and reviewing marketing materials.
Experience and skills
Candidates must have a Juris Doctor degree and at least 8 years of RIA compliance experience.
Job location and travel
The position is based in Boston, MA.
Company overview
Danos Group is a global recruitment and workforce solutions provider specializing in the energy sector, including oil, gas, and renewables. Founded in 1947, the company has a long history of delivering staffing, project management, and operational support services to clients worldwide. They generate revenue by connecting skilled professionals with energy companies, offering tailored workforce solutions, and managing projects efficiently. Known for their commitment to safety, innovation, and sustainability, Danos Group is a trusted partner for energy firms navigating industry challenges and workforce demands. Their legacy and expertise make them a key player in the energy recruitment landscape.
How to land this job
Position your resume to emphasize your extensive experience in RIA compliance and legal transactional work, showcasing your ability to oversee compliance programs across multiple entities.
Highlight your skills in managing SEC examinations, conducting risk assessments, and performing regulatory audits, as these are key responsibilities for this role.
Make sure to detail your experience drafting, reviewing, and negotiating contracts, as well as your expertise in legal due diligence on investment transactions and marketing material review.
Apply through multiple channels including the Danos Group corporate website and LinkedIn to maximize your visibility for this position.
Connect with current employees in the legal and compliance division at Danos Group on LinkedIn; start conversations with ice breakers like asking about recent SEC examination challenges or the firm’s approach to compliance program updates.
Optimize your resume for ATS by incorporating keywords from the job description such as 'RIA compliance,' 'SEC examinations,' 'risk assessments,' 'contract negotiation,' and 'legal due diligence' to ensure your resume passes initial screenings.
Utilize Jennie Johnson's Power Apply feature to automate tailored applications, identify multiple application portals, and find relevant LinkedIn connections, allowing you to focus more effectively on preparing for interviews and networking.
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