Job summary
Job post source
This job is directly from OneDigital
Job overview
The Compliance Analyst role at OneDigital involves overseeing compliance for investment adviser representatives, ensuring regulatory adherence and supporting the firm's compliance program.
Responsibilities and impact
The Compliance Analyst will maintain registration filings, monitor compliance programs, perform due diligence on onboarding and departures, assist with regulatory filings and testing, analyze potential compliance risks, and support communication and regulatory inquiries.
Compensation and benefits
The salary range is $60,000 to $70,000 annually, with additional variable compensation, bonuses, health, retirement benefits, paid time off, overtime pay, and learning and development programs.
Experience and skills
Candidates should have an undergraduate degree in business or related fields, 2+ years in financial services, strong regulatory knowledge, communication skills, attention to detail, and proficiency with Microsoft Office; experience with FINRA filings is preferred.
Career development
OneDigital offers robust learning and development programs to support professional growth and skill enhancement.
Work environment and culture
OneDigital values diversity, equity, inclusion, and a supportive culture where employees feel seen, valued, and respected, with a commitment to equal opportunity employment.
Company information
OneDigital provides employer-based financial services including retirement planning and personalized financial planning to help families and employers achieve financial security.
Job location and travel
This position is remote or based in Overland Park, Kansas, offering flexibility in work location.
Unique job features
The role involves working with advanced AI technologies in recruitment and offers opportunities to engage with regulatory compliance in a dynamic financial services environment.
Company overview
OneDigital is a leading provider of employee benefits, HR consulting, and retirement services, focusing on delivering strategic advisory services to businesses. They generate revenue through consulting fees, insurance premiums, and service charges for their comprehensive benefits and HR solutions. Founded in 2000, OneDigital has grown significantly through strategic acquisitions and partnerships, positioning itself as a key player in the industry. Their commitment to innovation and client-centric approach has earned them a strong reputation and a broad client base across the United States.
How to land this job
Position your resume to highlight your understanding of regulatory requirements for Registered Investment Advisors and Investment Adviser Representatives, emphasizing your experience with compliance testing, registration, and licensing duties.
Focus on showcasing your skills in monitoring compliance programs, conducting due diligence on onboarding/offboarding processes, and your ability to analyze and mitigate compliance risks as described in the job.
Apply through multiple platforms such as OneDigital's official careers page, LinkedIn, and any other job boards where the position is listed to maximize your application reach.
Connect with current compliance team members or investment advisor divisions at OneDigital on LinkedIn; use ice breakers like commenting on recent regulatory changes or asking about their experience adapting to compliance challenges in a remote work environment.
Optimize your resume for ATS by including keywords from the job description such as 'compliance testing,' 'registration and licensing,' 'FINRA filings,' 'due diligence,' and 'investment adviser compliance' to ensure it passes automated screenings.
Use Jennie Johnson's Power Apply feature to automate tailoring your resume, identify the best application channels, and find relevant LinkedIn contacts, freeing you to focus on preparing for interviews and networking effectively.
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