Job summary
Job post source
This job is directly from CFA Institute
Job overview
The Head of Professional Conduct will lead the global Professional Conduct Program at CFA Institute, focusing on upholding ethical standards in the investment management industry.
Responsibilities and impact
Responsibilities include developing the strategic vision for the Professional Conduct Program, overseeing disciplinary processes, promoting ethical standards, engaging stakeholders, mentoring a global team, and informing leadership on key findings.
Compensation and benefits
The expected salary range is $210k-$240k per year, with additional benefits including annual incentives, a 12% 401(k)/pension employer contribution, and competitive medical benefits.
Experience and skills
Candidates should possess a Juris Doctor and ideally a CFA charter, with significant experience in investment management or regulatory compliance, along with strong leadership and communication skills.
Career development
Opportunities for professional growth include leading a diverse team and shaping the strategic direction of the Professional Conduct Program.
Work environment and culture
CFA Institute emphasizes ethical behavior, employee well-being, and a commitment to transparency and equity in its hiring process.
Company information
CFA Institute is a global association of investment professionals, advocating for ethical behavior and providing learning resources, with nearly 200,000 charterholders across 160 markets.
Team overview
The candidate will lead a dedicated team focused on advancing ethics in finance, collaborating with volunteer committees and stakeholders.
Job location and travel
The position is based in Charlottesville, with flexible work arrangements available.
Application process
Interested candidates should click 'Apply' to complete a three-minute application process.
Unique job features
This role offers a high-impact opportunity to influence ethical standards in the investment industry and engage with global stakeholders.
Company overview
CFA Institute is a global association of investment professionals that sets the standard for excellence in the industry. They offer the Chartered Financial Analyst (CFA) designation, which is highly regarded in the finance sector. The organization generates revenue through membership fees, examination fees, and educational programs. Founded in 1947, CFA Institute has a rich history of promoting ethical standards and providing professional development opportunities for finance professionals worldwide.
How to land this job
Position your resume to highlight your leadership experience in ethics and compliance, showcasing your ability to manage global teams and drive organizational change, as these are key aspects of the Head, Professional Conduct role at CFA Institute.
Emphasize your legal qualifications, including your Juris Doctor and any relevant certifications such as a CFA charter, as well as your experience with disciplinary processes and ethical standards in investment management.
Apply through multiple platforms, including the CFA Institute corporate site and LinkedIn, to maximize your visibility and chances of securing an interview for this prominent position.
Connect with professionals in the compliance and ethics divisions at CFA Institute on LinkedIn to inquire about the role, using ice breakers such as discussing your shared interest in ethical standards or asking about recent initiatives they are proud of.
Ensure your resume is optimized for Applicant Tracking Systems (ATS) by incorporating keywords from the job description such as 'Professional Conduct Program', 'ethical standards', and 'disciplinary oversight' for better visibility in the hiring process.
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